Cornell University Policy Library -- Policy 3.13

GRADUATE TUITION

INTERIM POLICY

Volume 3, Financial Management 
Chapter 13, Graduate Tuition 
Responsible Executive: Provost
Responsible Office: Dean of the Graduate School
Issued as Interim: July 15, 1998
Expiration Date: January 15, 2010
Updated: 2/25/99
Revised: 5/20/05
Errors or changes? Email us.


CONTENTS


POLICY STATEMENT

REASON FOR POLICY

ENTITIES AFFECTED BY THIS POLICY

WHO SHOULD READ THIS POLICY

RELATED DOCUMENTS

CONTACTS

DEFINITIONS

OVERVIEW

Introduction
APPOINTMENTS ON STATUTORY FUNDS
Assistantships and Fellowships Paid on Statutory Accounts
Traineeships on Government-Funded Statutory Training Grants (Ph.D. and M./Ph.D.)
Traineeships on Non-Government-Funded Statutory Training Grants (Ph.D. and M./Ph.D.)
APPOINTMENTS ON ENDOWED FUNDS
Graduate Research Assistantships (GRA) on Endowed Grants and Contracts
Graduate Research Assistantships (GRA) on Endowed Gifts, Endowment Income, and Designated Funds (Ph.D. and M./Ph.D.)
Assistantships Other than Graduate Research Assistants on Endowed Grants and Contracts, Gifts, Endowment Income, and Designated Funds (Ph.D. and M./Ph.D.)
Assistantships on Appropriated Funds
Traineeships and Fellowships on Government-Funded Endowed Training Grants and Fellowship Awards (Ph.D. and M./Ph.D.)
Traineeships and Fellowships on Non-Government Endowed Funds (Foundations, Corporate Gifts, Endowment Income, Foreign Government, Designated, Etc.; Ph.D. and M./Ph.D.)
Fellowships Administered By the Graduate School

 
ENDOWED NON-DEGREE STUDENTS
General Comments
SELF-SUPPORTING STATUTORY AND ENDOWED GRADUATE STUDENTS
General Comments
Applying for 'Grandfathering'
Determining What Must Be Paid By the Department, the Student, and the Graduate School or College


POLICY STATEMENT


Cornell University charges a uniform tuition rate to all graduate students in a particular unit, but rates differ between units.


REASON FOR POLICY


The university has established uniform rates for graduate tuition to increase financial equity, reduce the impact of financial considerations on educational policy, improve support for research and graduate education, and increase uniformity across the university.


ENTITIES AFFECTED BY THIS POLICY


  • Endowed Ithaca and Contract Colleges of the University (excluding the Joan and Sanford I. Weill Medical College)

WHO SHOULD READ THIS POLICY


  • Deans, Directors, and Department Heads
  • Directors of Graduate Study
  • Faculty Members
  • Graduate Field Assistants

RELATED DOCUMENT

University Policies
Reforming Graduate Tuition Policy: A Report to the Provost
University Policy 1.1, Cost Sharing


CONTACTS


Direct any general questions about University Policy 3.13, Graduate Tuition, to your department's administrative office. If you have questions about specific issues, call the following offices:

Subject Contact Telephone
Clarification Office of Graduate Fellowships and Financial Aid (607) 255-5819
Budgeting for Tuition Costs Office of Sponsored Programs (607) 255-5014
Accounting for Institutional Support Sponsored Funds Accounting (607) 255-5085
Non-degree Student Tuition Office of Graduate Admissions (607) 255-3912


DEFINITIONS


These definitions apply to these terms as they are used in this policy.

Assistantship A position requiring services from a student in return for compensation.
Endowed Student A student whose chairperson has his or her primary faculty appointment in one of the endowed colleges.
Fellowship A merit-based award for which no services are expected in return.
Statutory Student A student whose chairperson has his or her primary faculty appointment in one of the statutory colleges.
Traineeship A supervised position for which the recipient is selected by the institution. It is expected that the recipient will develop and extend research skills and knowledge in preparation for a research career. Stipend and tuition are provided by a training grant with the expectation that the stipend will be used as a living allowance, and not a condition of employment.


OVERVIEW


Introduction

All graduate students are charged full tuition. The university provides partial tuition fellowships in certain cases.

Note: Unless otherwise specified, the following provisions apply only to students in Ph.D. programs or in Master's programs that are the necessary first step toward Ph.D. programs.

 Statutory

A. Assistantships and fellowships paid on statutory accounts: click here.

 B. Traineeships on government-funded statutory training grantsany difference between the government's tuition payment and full tuition and fees for students with statutory chairpersons will be made up by the college dean and, where necessary, the Graduate School. Any difference in tuition for students with endowed chairpersons will be made up by the Graduate School (click here).

 C. Traineeships on non-government-funded statutory training grants: there is no automatic institutional support; shortfalls in tuition and fees may be negotiated by the department with the college dean (click here).

 D. Non-degree statutory students: full tuition and fees will be charged. Tuition and fees are subject to negotiation with the college dean by the sponsoring faculty member or the Director of Graduate Studies (DGS) for the student's field.

Endowed
A. the university will provide institutional support to cover a portion of tuition in an amount not to exceed 50% of the total tuition (click here).

 B. Graduate Research Assistantships on endowed gifts, endowment income, and designated funds: There is no automatic institutional support; tuition shortfalls may be negotiated by the department with the Graduate School (click here).

 C. Assistantships other than Graduate Research Assistantships on endowed grants and contracts, gifts, endowment income, and designated funds: there is no automatic institutional support; tuition shortfalls may be negotiated by the department with the Graduate School (click here).

 D. Assistantships on appropriated funds: These are university funds, therefore, there is no additional institutional support (click here).

 E. Traineeships and fellowships on government-funded endowed training grants and fellowships: Any difference between the government's tuition payment and full tuition will be provided by the Graduate School. For students with statutory chairs, the difference will be made up by the statutory college dean (click here).

 F. Traineeships and fellowships on non-government endowed funds (foundations, corporate gifts, endowment income, etc.): There is no automatic institutional support; tuition shortfalls may be negotiated byh the department with the Graduate School (click here).

 G. Fellowships administered by the Graduate School: The Graduate School will continue to pay the entire tuition (click here).

 H. Endowed non-degree students: There is no automatic institutional support; tuition shortfalls may be requested by the department from the Graduate School (contact the Director of Graduate Admissions). In general, students enrolled in courses will continue to owe full tuition. For students engaged in research and not enrolled in courses, sponsoring faculty may request a one-year full tuition fellowship. In special and ambiguous cases, sponsoring faculty or a Director of Graduate Studies (DGS) may request a one-year half tuition fellowship. Cornell Abroad-sponsored students will owe 25% of full tuition (click here).

Self-supporting Statutory and Endowed Students
Students who would have been eligible for reduced tuition and who entered Cornell in Spring 1995 or earlier will receive a partial tuition fellowship from either the Graduate School (endowed students) or the college dean (statutory students) for up to the difference between full tuition and the equivalent of reduced tuition. Only those students who are receiving less than full tuition support from an external source will be eligible for this partial tuition fellowship (click here).

APPOINTMENTS ON STATUTORY FUNDS


Assistantships and Fellowships Paid On Statutory Accounts

Prior to Academic Year 2004, contract college tuition was divided into three categories: dean’s income, SUNY income, and an administrative charge. In Academic Year 2004, the components of contract college tuition were eliminated. Gross tuition receipts now go directly to the contract colleges. The administrative charge component of tuition was previously used to determine how much to charge an external funding source on a contract college grant/contract. This procedure establishes a new method for sharing tuition support costs in exchange for effort/necessary work on a grant/contract as a replacement for the administrative charge component of tuition.

Each contract college has policies and processes in place for providing support towards graduate tuition. Departments frequently partner with external funding sources via grants, gifts, or contracts. Fellowships typically provide a lump sum award, and are excluded from the example below. Unless the external funding source specifies a fixed rate or amount, 50% of the graduate tuition charge will be charged to the grant/contract and 50% will be supported by the contract college. Less than full-time assistantships may be prorated.

The contract college receiving the assistant’s tuition income agrees to allow the support of the remaining tuition by another contract college. For contract college assistantships appointed to students whose tuition is income to an endowed college, the department will need to contact the endowed college to discuss the source of assistantship support.

Procedure 1
Contract College Assistantships on Contract College Grants/Contracts with External Funding Sources
Example 1
GA/GRA/RA/TA appointments (Example tuition is $16,600 per academic year)

ACTION STUDENT'S BURSAR BILL DEPT ACCT FOR EXTERNAL FUNDING OF STUDENT SUPPORT CONTRACT COLLEGE FUNDS
Grant awarded with tuition funds  
$8,300
 
Contract College tuition billed to student
($16,600 )
   
Appointment form and consolidated billing processed by department
$16,600
($8,300)
($8,300)
Net
$0
$0
($8,300)
 
*no cost to student
*Department charges administrative student costs up to amount supported by external funding source
*The contract college receiving tuition income supports the remaining 50% of tuition

Units may choose to commit to cost sharing with the external funding source per the Cornell University institutional cost-share policy. Once committed, however, the obligation must be met in full even if the student is not appointed to the grant. For this reason, establishing a cost-sharing agreement is not recommended for providing student support with external funding sources.

Fellowships Paid on Contract College Accounts

Each contract college has in place policies and procedures for providing support toward tuition for students on fellowships. Any support should be negotiated with the college and, if appropriate, with the Graduate School in advance of committing support to the student.


Traineeships on Government-Funded Statutory Training Grants (Ph.D. and M./Ph.D.)

Institutional Support for Tuition and Fees

 For trainees appointed to government (United States federal, state, and local) sponsored statutory training grants, charge the training grant account the full amount of tuition and fees per trainee. If the grant provides less than full tuition and fees, Statutory Deans are responsible for the Dean's income portion of tuition and fees. If the grant provides more than the administrative fees plus SUNY income, this will reduce the amount for which the Dean is responsible. If the training grant does not provide sufficient funding to cover fees and the SUNY income, the Graduate School will provide the shortfall in fees from endowment income that is not charged back to the colleges.

Proposal Budgets

 In preparing proposal budgets for training grants, request full tuition and fees per trainee or the maximum allowed by the agency.

 Appointments

 Appoint trainees using an Award Recommendation Form. The form should show the training grant account number and the amount of tuition and fees provided by the training grant along with the balance of tuition and fees needed from the Dean. For students with a statutory chairperson, forward the Award Recommendation Form to the College Dean's office for approval and identification of the institutional support account. The Dean's office should then forward the form to the Office of Graduate Fellowships and Financial Aid. If your department appoints endowed students on statutory training grants, send the Award Recommendation Form directly to the Office of Graduate Fellowships and Financial Aid.

 Procedure 2
Traineeships on Government-Funded Statutory Training Grants

TYPE OF APPOINTMENT FUND AND FUNCTION TYPES SOURCE OF FUNDS AND OBJECT CODE PROCEDURES
Trainees (Ph.D., M./Ph.D.) Fund: 471 (contracts, cooperative agreements, government and non-government grants and contracts)Function: 415 (Training Grant)  4XXX Federal 5XXX State or Local Object Code: 8120 (Student aid, tuition grad., fellowship)  1. Complete award rec form, showing amount of tuition provided by agency and amount the college will be providing. 

2. Send completed form to the college dean's office. Any remaining gap in fees and SUNY income will be provided by the Grad School. 

3. Send completed form from dean's office the the Office of Graduate Fellowships and Financial Aid. 

Example 2.1
Statutory Student Paid on Government-Funded Statutory Training Grant (Grant provides fees plus SUNY income; full tuition and fees for example is $11,500)
 
ACTION STUDENT'S BURSAR BILL TRAINING GRANT/ FELLOWSHIP ACCOUNT STATUTORY DEAN SUPPORT (Tuition Waiver) 
Grant awarded with tuition funds   $7,630  
Tuition billed to student ($11,500)    
Award recommendation form showing amount of tuition award from grant $7,630 ($7,630)  
Award recommendation form showing amount of tuition support needed from dean $3,870 $0 ($3,870) 
Net result $0 $0  
Negative number, e.g., ($11,500) indicates expense/charge entry
Example 2.2
Statutory Student Paid on Government-Funded Statutory Training Grant (Grant does not provide all fees plus SUNY income; full tuition and fees for example is $11,500)
 
ACTION STUDENT'S BURSAR BILL TRAINING GRANT/ FELLOWSHIP ACCOUNT STAT DEAN SUPPORT (Tuition Waiver) GRAD SCH SUPPORT
Grant awarded with tuition funds   $6,400    
Tuition billed to student ($11,500)      
Award recommendation form showing amount of tuition award $6,400 ($6,400)    
Award recommendation form showing amount of tuition support needed from Dean and Grad School $5,100 $0 ($3,870)  ($1,230)
Net result $0 $0    
Negative number, e.g., ($11,500) indicates expense/charge entry
Example 2.3
Endowed Student Paid on Government-Funded Statutory Training Grant (full tuition for example is $22,780)
 
ACTION STUDENT'S BURSAR BILL TRAINING GRANT/ FELLOWSHIP ACCOUNT STAT DEAN SUPPORT (Tuition Waiver)  GRAD SCH SUPPORT
Grant awarded with tuition funds   $6,400    
Tuition billed to student ($22,780)      
Award recommendation form showing amount of tuition award $6,400 ($6,400)    
Award recommendation form showing amount of tuition support needed from Grad School $16,380 $0   ($16,380)
Net result $0 $0    
Negative number, e.g., ($22,780) indicates expense/charge entry


Traineeships on Non-Government-Funded Statutory Training Grants (Ph.D. and M./Ph.D.)

Institutional Support for Tuition and Fees

 The university will not automatically provide institutional support towards tuition and fees for traineeship appointments on non-government funds. Departments are responsible for obtaining funding for shortfalls in tuition and fees. They may wish to negotiate with their College Dean's office for any shortfall.

 Appointments

 Students are charged full tuition and fees; the Award Recommendation Form generates the entry to credit the student's bursar bill. Process the award for the entire amount of tuition and fees that will be covered by all sources of funds.


APPOINTMENTS ON ENDOWED FUNDS


Graduate Research Assistantships (GRA) on Endowed Grants and Contracts

Institutional Tuition Support

 The university will provide funds to cover a portion of tuition in an amount equal to that provided by the grant or contract for both statutory and endowed students paid on endowed grants and contracts. This will normally result in one-half of the tuition costs for GRA tuition being charged to the grant/contract and one-half being provided by the university.

Proposal Budgets

 In preparing proposal budgets, request one-half of full tuition for each Graduate Research Assistant.

 Departments may choose to commit in their proposals the other half of the tuition cost as institutional cost sharing. However, once cost sharing is committed, the obligation must be met in full, even if a graduate student is not appointed to the grant. Prorate tuition budgets for less than full time assistantships. Appointments

 Graduate students are charged full tuition. The appointment generates the entry to credit the student's bursar bill, and results in a full tuition charge to the grant; the accounting system automatically places a credit on the grant/contract for half of the amount charged. Therefore, on the appointment form and consolidated billing form indicate twice the amount of tuition to be covered by the grant/contract.

 Accounting for Tuition

 Graduate Research Assistant tuition entries (object code 427X) posted to endowed accounts (fund groups 471 or 473) that also have a function code of 410, 43X or 440, will be eligible for automatic institutional tuition support. The institutional support entry will be posted to the grant/contract account using salary object code 477X. The institutional support transaction will appear each month on payroll reports as part of the Graduate Research Assistant's payroll entry. The entry will equal 50% of the total Graduate Research Assistant tuition charges and credits that hit the account that month. The difference between the net tuition charges/credits and the institutional support entry is the final tuition cost to the grant/contract.

 Procedure 3
GRA Paid on Endowed Grant/Contract
 

TYPE OF APPOINTMENT FUND AND FUNCTION TYPES OBJECT CODE PROCEDURES
GRA (Ph.D., M./Ph.D.) Funds: 
471 (contracts, cooperative agreements, government and non-government grants and contracts)473 (gifts with reporting)Functions: 410 (Instruction and departmental research)43X (Organized Research)440 (Public Service)
Object Code: 427X (GRA,, tuition and fees) On the appointment form, show twice the amount of tuition to be charged to the grant/contract. Note: half this amount will be provided by the university and will appear as a negative expense in object code 477X.
Example 3.1
Endowed GRA Paid on Endowed Grant/Contract (full tuition for example is $22,780)
 
ACTION STUDENT'S BURSAR BILL GRANT/ 
CONTRACT
UNIVERSITY
SUPPORT
Grant awarded with tuition   $11,390  
Tuition billed to student ($22,780)    
Appt. form and consolidated billing processed $22,780 ($22,780)  
University-generated institutional entry   $11,390 ($11,390) 
Net result $0 $0  
Negative number, e.g., ($22,780) indicates expense/charge entry

 
Additional Information: The bi-weekly charge for two Graduate Research Assistant tuitions hits a grant account in March; there will be one entry for institutional support in March. The entry is a negative expense amount in object code 447X equal to 50% of the total bi-weekly tuition charges for each month. This entry, netted with tuition charges, reduces the total cost of tuition to the grant. If, on the other hand, the only tuition entry on the grant in March is an adjustment moving a semester of GRA tuition charges off of the grant (negative tuition charge), the institutional support entry will be a positive expense amount (charge to the grant) reversing prior institutional support entries by 50% of the tuition amount removed. Because tuition charges hit an account in aggregate, and not by individual, the institutional support entries will also be made in aggregate. However, the detail will appear on the monthly payroll register. 
Example 3.2
Endowed GRA Paid Partially on Endowed Grant/Contract (full tuition for example is $22,780)
 
ACTION STUDENT'S BURSAR BILL GRANT/ 
CONTRACT
UNIVERSITY
SUPPORT
Grant awarded with tuition   $7,500  
Tuition billed to student ($22,780)    
Appt. form and consolidated billing processed $15,000 ($15,000)  
University-generated institutional entry   $7,500 ($7,500) 
Net result ($7,780) $0  
Negative number, e.g., ($22,780) indicates expense/charge entry
Example 3.3
Statutory GRA Paid on Endowed Grant/Contract (full tuition for example is $11,500)
 
ACTION STUDENT'S BURSAR BILL GRANT/ 
CONTRACT
UNIVERSITY
SUPPORT
Grant awarded w/tuition   $5,750  
Tuition billed to student ($11,500)    
Appt. form and consolidated billing processed $11,500 ($11,500)  
University-generated institutional entry   $5,750 ($5,750) 
Net result $0 $0  
Negative number, e.g., ($11,500) indicates expense/charge entry


Graduate Research Assistantships (GRA) on Endowed Gifts, Endowment Income, and Designated Funds (Ph.D. and M./Ph.D.)

Institutional Tuition Support

 Institutional tuition support from the university for endowed Graduate Research Assistant appointments on these funds is not an entitlement. Departments should seek supplementary tuition funding, if necessary, from other sources. They may also choose to negotiate with the Graduate School for institutional support. These negotiations should be made in advance of committing support to the student.

 Appointments

 Students are charged full tuition, and the appointment generates the entry to credit the student's bursar bill. The university does not automatically provide institutional support for Graduate Research Assistant appointments on these funds. Therefore, process the appointment for the entire amount of tuition that will be covered by these funds. If, however, the Graduate School agrees to provide institutional support, it will process a payment for the negotiated amount of tuition and the department does not need to submit additional paperwork.

 Procedure 4
Endowed GRA on Endowed Gifts, Endowment Income, and Designated Funds (Ph.D., M./Ph.D.)

TYPE OF APPOINTMENT FUND TYPES OBJECT CODE PROCEDURES
GRA (Ph.D., M./Ph.D.) Funds: 472 (Restricted gifts and restricted endowment income)461 and 463 Designated funds (unrestricted gifts and unrestricted endowment income) 427X (GRA, tuition and fees) On the appointment form show the entire tuition amount to be charged to this account. There is no automatic institutional support. Shortfalls in tuition may be covered by other sources, or negotiated with the Graduate School.
Example 4.1
GRA on Endowed Gift, Endowment Income, or Designated Fund (Ph.D., M./Ph.D.) Without Graduate School Support (full tuition for example is $22,780)
 
ACTION STUDENT'S BURSAR BILL OTHER FUND ACCOUNT UNIVERSITY SUPPORT
Gift received   $22,780  
Tuition billed to student ($22,780)    
Appt. form and consolidated billing $22,780 ($22,780)  
University-generated cost share entry      
Net result $0 $0  
Negative number, e.g., ($22,780) indicates expense/charge entry
Example 4.2
GRA on Endowed Gift, Endowment Income, or Designated Fund (Ph.D., M./Ph.D.) With Negotiated Grad School Support (full tuition for example is $22,780)
 
ACTION STUDENT'S BURSAR BILL OTHER FUND ACCOUNT GRAD. SCH. 
SUPPORT
Gift received   $10,000  
Tuition billed to student ($22,780)    
Appt. form and consolidated billing $10,000 ($10,000)  
Graduate School-generated tuition support entry $12,780   ($12,780) 
Net result $0 $0  
Negative number, e.g., ($22,780) indicates expense/charge entry


Assistantships Other than Graduate Research Assistantships on Endowed Grants and Contracts, Gifts, Endowment Income, and Designated Funds (Ph.D. and M./Ph.D.)

Institutional Tuition Support

 Institutional tuition support from the university on assistantship (TA, RA, EA, GA, VA) appointments on these funds is not an entitlement. Departments should seek supplementary tuition funding, if necessary, from other sources. They may also choose to negotiate with the Graduate School for institutional support. These negotiations should be made in advance of committing support to the student.

 Appointments

 Students are charged full tuition, and the appointment generates the entry to credit the student's bursar bill. The university does not automatically provide institutional support for assistantship appointments on these funds. Therefore, process the appointment for the entire amount of tuition that will be covered by these funds. If, however, the Graduate School agrees to provide institutional support, it will process a payment for the negotiated amount of tuition and the department does not need to submit additional paperwork.

 Procedure 5
Assistantships Other than GRAs on Endowed Grants/Contracts, Gifts, Endowment Income, and Designated Funds (Ph.D., M./Ph.D.)
 

TYPE OF APPOINTMENT FUND TYPE PROCEDURES
TA, RA, GA, EA All funds with the exception of funds 43X (Cornell appropriation) On the appointment form show the entire tuition amount to be charged to this account. There is no automatic institutional support. Shortfalls in tuition may be covered by other funds, or negotiated with the Graduate School.
Example 5.1
RA on Endowed Grant/Contract, Gift, Endowment Income, or Designated Fund (Ph.D., M./Ph.D.) With No Graduate School Support (full tuition for example is $22,780)
 
ACTION STUDENT'S BURSAR BILL OTHER FUND ACCOUNT UNIVERSITY 
SUPPORT
Funds received   $22,780  
Tuition billed to student ($22,780)    
Appt. form and consolidated billing $22,780 ($22,780)  
University-generated institutional support entry     NA
Net result $0 $0  
Shaded actions represent department-initiated process. Negative number, e.g., ($22,780) indicates expense/charge entry
Example 5.2
RA on Endowed Grant/Contract, Gift, Endowment Income, or Designated Fund (Ph.D., M./Ph.D.) With Negotiated Graduate School Support (full tuition for example is $22,780)
 
ACTION STUDENT'S BURSAR BILL OTHER FUND ACCOUNT GRAD. SCH. SUPPORT
Gift received   $10,000  
Tuition billed to student ($22,780)    
Appt. form and consolidated billing $10,000 ($10,000)  
Graduate School-generated support entry $12,780   ($12,780) 
Net result $0 $0  
Shaded actions represent department-initiated process. Negative number, e.g., ($22,780) indicates expense/charge entry


Assistantships on Appropriated Funds

Institutional Tuition Support

 There is no institutional support towards tuition costs for assistantship (TA, GRA, RA, EA, GA, VA) appointments on appropriated funds.

 Appointments

 Students are charged full tuition, and the appointment generates the entry to credit the student's bursar bill. Process the appointment for the entire amount of tuition that will be covered by these funds.

 Procedure 6
Assistantships Paid on Endowed Appropriated Funds
 

TYPE OF APPOINTMENT FUND TYPE PROCEDURES
Any Assistantship (GRA, TA, RA, GA, EA, VA) 43X (current fund, Cornell appropriated funds balances) On the appointment form show the entire tuition to be charged to the appropriated account. Note: No institutional support will be provided.

Example 6.1
Assistantship Paid on Appropriated Funds (full tuition for example is $22,780)
 

ACTION STUDENT'S BURSAR BILL APPROP. 
ACCOUNT
UNIVERSITY
SUPPORT
Appropriated account with tuition allocation   $22,780  
Tuition billed to student ($22,780)    
Appt. form and consolidated billing processed $22,780 ($22,780)  
University-generated institutional support entry     NA
Net result $0 $0  
Negative number, e.g., ($22,780) indicates expense/charge entry


Traineeships and Fellowships on Government-Funded Endowed Training Grants and Fellowship Awards (Ph.D. and M/Ph.D.)

Institutional Tuition Support

 The university will provide funds to cover the difference between the amount the agency will provide for tuition per trainee or fellow and the institution's full tuition rate for trainees and fellows appointed to government (United States federal, state, and local) funded endowed training grants and fellowship awards.

 Proposal Budgets

 In preparing proposal budgets for training grants, request full tuition per trainee or the maximum allowed by the agency.

 Appointments

 Trainees and Fellows are typically appointed using an Award Recommendation Form processed through the Office of Graduate Fellowships and Financial Aid. On the form, record an amount of tuition equal to the amount funded by the training grant or fellowship. Clearly mark the form as either a government training grant or fellowship award, in order to initiate the Graduate School's institutional support entry. If your departments appoints students with a statutory chairperson on endowed training grants or fellowships, send the Award Recommendation Form to the appropriate Statutory Dean's office for approval and identification of the institutional support account. The Dean's office should then send the form to the Office of Graduate Fellowships and Financial Aid.

 The Graduate School will process a payment for the balance of tuition not covered by the training grant or fellowship and the department does not need to submit further paperwork. The combination of these two transactions will cover the student's entire tuition bill.

 Whenever possible, appoint students for the entire year rather than semester by semester. If tuition funds are saved on a student because he or she registers in absentia, the amount of institutional support provided by the Graduate School will decrease. This assumes that the maximum tuition the grant allows per student has not already been fully utilized.

 Procedure 7
Traineeships/Fellowships on Government-Funded Endowed Training Grants and Fellowship Awards (Ph.D. and M./Ph.D.)

TYPE OF APPOINTMENT FUND & FUNCTION TYPES SOURCE OF FUNDS AND OBJECT CODE PROCEDURES
Fellows and Trainees (Ph.D., M./Ph.D.) Fund: 471 (Contracts, cooperative agreements, government grants and contracts)Functions: 415 (Training grant)Various (Fellowship) Source: 4XXX Federal5XXX State or LocalObject Code: 8120 (Student aid, tuition grad., fellowship) 1. Complete award rec form. Show on form amt. of tuition provided by agency and amt. needed from Graduate School for each fellow/trainee.2. Send to the Graduate School. Gap between award & full tuition will be provided by the Graduate School.

Example 7.1
Endowed Trainee/Fellow Paid on Government-Funded Endowed Training Grant or Fellowship (full tuition for example is $22,780)

ACTION STUDENT'S BURSAR BILL TR. GRT/FELL ACCOUNT GRAD. SCH. 
SUPPORT
Grant awarded with tuition   $9,000  
Tuition billed to student ($22,780)    
Award recommendation form showing amount of tuition award $9,000 ($9,000)  
Award recommendation form showing amount of tuition support needed from the Graduate School $13,780   ($13,780) 
Net result $0 $0  
Negative number, e.g., ($22,780) indicates expense/charge entry

Example 7.2
Statutory Trainee/Fellow Paid on Government-Funded Endowed Training Grant or Fellowship (full tuition for example is $11,500)

ACTION STUDENT'S BURSAR BILL TR. GRT/FELL ACCOUNT GRAD. SCH. 
SUPPORT
STAT. DEAN
SUPPORT
Grant awarded with tuition   $6,400    
Tuition billed to student ($11,500)      
Award recommendation form showing amount of tuition award $6,400 ($6,400)    
Award recommendation form showing amount of tuition support needed from the Dean and the Graduate School $5,100   ($1,230)  ($3,870)
Net result $0 $0    
Negative number, e.g., ($11,500) indicates expense/charge entry      


Traineeships and Fellowships on Non-Government Endowed Funds (Foundations, Corporate Gifts, Endowment Income, Foreign Government, Designated, Etc.; Ph.D. and M./Ph.D.)

Institutional Tuition Support

 Institutional tuition support from the university for traineeship or fellowship appointments on non-government (including foreign government, foundation, and corporate) endowed funds is not an entitlement. Departments should seek supplementary tuition funding, if necessary, from other sources. Departments may choose to negotiate with the Graduate School for institutional support. These negotiations should be made in advance of committing support to the students.

 Proposal Budgets

 If a proposal budget is required for training grants and fellowship awards from these funds, request full tuition or the maximum allowed by the agency.

 Appointments

 Trainees and Fellows are typically appointed using an Award Recommendation Form processed through the Office of Fellowships and Financial Aid. Be certain that the amount of tuition recorded on the form is equal to the amount funded by the training grant or fellowship. If the Graduate School agrees to provide institutional support, it will process a payment for the negotiated amount of tuition and the department does not need to submit additional paperwork.

Whenever possible, appoint students for the entire year as opposed to semester by semester. If tuition funds are saved on a student because he or she registers in absentia, the amount of institutional support provided by the Graduate School will decrease. This assumes that the maximum tuition the grant allows per student has not already been fully utilized.

 Procedure 8
Traineeships and Fellowships on Endowed Non-Government Funds (Ph.D. and M./Ph.D.)

TYPE OF APPOINTMENT FUND TYPES SOURCE OF FUNDS AND OBJECT CODE PROCEDURES
Fellows and Trainees (Ph.D., M./Ph.D.) All fund types with the exception of fund 43X (Current fund, Cornell appropriated fund balances Sources: All, with the exception of government and appropriated fundsObject Code: 8120 (Student aid, tuition grad, fellowship) 1. Complete award recommendation form, showing the amount of tuition provided for each trainee/fellow from all fund sources.2. Send to the Graduate School.

Example 8.1
Trainee/Fellow Paid on Endowed Non-Government Funds (full tuition for example is $22,780)
 
ACTION STUDENT'S BURSAR BILL TR. GRT/FELL ACCOUNT DEPT. SUPPL FUND SOURCE
Award received with tuition funds   $12,000  
Tuition billed to student ($22,780)    
Award recommendation form showing amount of tuition award and department support $12,000 
$10,780
($12,000)  ($10,780)
Net result $0 $0  
Negative number, e.g., ($22,780) indicates expense/charge entry


Fellowships Administered By the Graduate School

There is no change to the current procedure for these fellowships. The Graduate School will continue to pay the entire amount of tuition.


ENDOWED NON-DEGREE STUDENTS


General Comments

Institutional tuition support from the university for non-degree students is not an entitlement. Departments or fields should seek tuition funding, if necessary, from other sources. They may also choose to request tuition support, in advance, from the Graduate School. Direct these requests to the Director of Graduate Admissions, who will handled them expeditiously.

 In general, the following guidelines apply:

1. Students enrolled in courses will continue to owe full tuition.

2. Students who come to do research may obtain a full tuition fellowship for as long as one year if the following conditions apply:

  • The student brings something distinctive to Cornell, such as special research materials or techniques, and/or the student's presence increases the chances of an exchange that would enable regular Cornell Ph.D. candidates to do research at the visiting student's home institution;
  • There is no tuition money available from the outside (especially the student's home institution); and
  • The student doesn't replace a regular Cornell student who would otherwise be supported on the grant.
If all of these conditions are met, the sponsoring faculty member, with the support of the field's Director of Graduate Studies, may apply to the Graduate School for the one-year tuition fellowship.
 
3. Students in special or ambiguous cases may obtain a one-year half tuition fellowship. Since this is a catch-all category, it is impossible to define its contents or parameters. Examples include a) a student who partly belongs in both of the above categories; b) a student whose research is unlikely to add a lot to the university but who will not be drawing heavily on university resources; or 3) a student who has come to take courses but seems to be a person of unusual ability.
 
In any of these cases, the sponsoring faculty member (if any) and the Director of Graduate Studies may apply to the Graduate School for the half tuition fellowship.

SELF-SUPPORTING STATUTORY AND ENDOWED GRADUATE STUDENTS


General Comments

Following the official end of reduced tuition on June 30, 1997, a limited group of doctoral students may be eligible to apply for a partial tuition fellowship from the university. These fellowships are being made available to hold harmless students who were planning to pay the reduced level tuition from personal resources but will now be charged full tuition. To be eligible to apply for 'grandfathered' status, a student must meet all of the following criteria:
 
1. Entered a Ph.D. or M./Ph.D. program in the Spring semester of 1995 or earlier.

 2. Passed the A-exam.

 3. Been registered in the Graduate School for at least six semesters.

 4. Be self-supporting.

  A student will be considered self-supporting if he or she must pay any portion of tuition from personal funds. The student will then be eligible for consideration for a partial tuition fellowship, the amount of which will be determined by the actual level of personal resources and/or other sources of support. In 1998-99, endowed tuition will be $22,780; statutory tuition will be $11,500; and the equivalent of reduced tuition will be $9,000. Therefore, the maximum partial tuition fellowship a student may receive is $13,380 ($22,780 - $9,000). This assumes that the student has only personal funds to pay for tuition.


Applying for 'Grandfathering'

A student who wishes to pay the equivalent of reduced tuition must complete a form provided by the Office of Graduate Fellowships and Financial Aid. Students may pick up a copy of the form at 150 Caldwell Hall. Students requesting consideration for a partial tuition fellowship for both the fall and spring semesters of an academic year, will need to submit the form to the Office of Graduate Fellowships and Financial Aid by the preceding August 15. Consideration for just the spring semester will require a November 1 submission.

 Note: Partial tuition fellowships are not available on a retroactive basis.

 If a student successfully applies for the equivalent of reduced tuition, full tuition at either the endowed or statutory rate will still be charged to the student's Bursar account. On the endowed side, the Graduate School will receive sufficient funding to provide partial tuition fellowships to cover the difference between the full and reduced level of tuition. The Office of Graduate Fellowships and Financial Aid will be responsible for posting the fellowship to the student's account. Statutory students will need to contact their Director of Graduate Studies who will be responsible for asking the college dean to waive (pay) the difference between full and reduced level tuition.
 


Determining What Must Be Paid By the Department, the Student, and the Graduate School or the College

Endowed 'grandfathered' students who receive partial teaching assistantships or research assistantships should use the following example to determine the dollar amount that must be paid by the department, the student, and the Graduate School. In this example, the student has a 'half TA' for the academic year that pays 50% of full tuition. The student's department provides a 50% tuition payment ($11,390) based on the full tuition rate of $22,780 and the student provides a 50% tuition payment ($4,500) based on the equivalent reduced tuition level of $8,500. A gap in tuition of $6,890 ($22,780 - [$11,390 + $4,500]) must then be paid by the Graduate School.

 Caution: The tuition portion of internally funded assistantships cannot be used for any other purpose, including stipends.

$22,780 - Full tuition charged to student's Bursar account
-$11,390 - 50% tuition paid by department based on full tuition
-$4,500 - 50% tuition paid by student based on reduced level
$6,890 - Balance to be paid by Graduate School
The only difference in the support pattern for a student being partially supported as a Graduate Research Assistant on a government or non-government grant or contract is that the 50% departmental payment will be split equally between the grant/contract and a university institutional support account.

 A similar calculation should be used to determine the split on tuition for statutory 'grandfathered' students being partially supported on a teaching assistantship or research assistantship. The key differences will be the base full tuition rate and who is responsible for paying the balance of tuition not covered by the student and the department.

$11,500 - Full tuition charged to student's Bursar account
-$5,750 - 50% tuition paid by department based on full tuition
-$4,500 - 50% tuition paid by student based on reduced level
$1,250 - Balance to be paid by appropriate Contract College